TR-1: Standard form for notification of major holdings
+------------------------------------------------------------------------------+ |NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the | |FCA in Microsoft Word format if possible)(i) | +------------------------------------------------------------------------------+
+----------------------------+-------------------------------------------------+ |1a. Identity of the issuer | | |or the underlying issuer of | | |existing shares to which |Intermediate Capital Group plc | |voting rights are | | |attached(ii): | | +----------------------------+-------------------------------------------------+ |1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X'| |if appropriate) | +-------------------------------------------------+----------------------------+ |Non-UK issuer | | +-------------------------------------------------+----------------------------+ |2. Reason for the notification (please mark the appropriate box or boxes with | |an 'X') | +-------------------------------------------------+----------------------------+ |An acquisition or disposal of voting rights | X | +-------------------------------------------------+----------------------------+ |An acquisition or disposal of financial | | |instruments | | +-------------------------------------------------+----------------------------+ |An event changing the breakdown of voting rights | | +-------------------------------------------------+----------------------------+ |Other (please specify)(iii): | | +-------------------------------------------------+----------------------------+ |3. Details of person subject to the notification obligation(iv) | +----------------------------+-------------------------------------------------+ |Name |Aviva plc & its subsidiaries | +----------------------------+-------------------------------------------------+ |City and country of | | |registered office (if |London, England | |applicable) | | +----------------------------+-------------------------------------------------+ |4. Full name of shareholder(s) (if different from 3.)(v) | +---------------------------+--------------------------------------------------+ | |Registered Holder: | | | | | |Available Upon | | |Request | | | 3,249* | | |Chase (GA Group) Nominees Limited | | | 5,553,532* | | |Chase Nominees | | |Limited | | | 22,194* | | | | | |HSBC Global Custody Nominee (UK) Limited | | | | |Name | 11,595,990* | | | | | | | | |State Street Nominees Limited | | | 294,688* | | | | | |*denotes direct interest | | | | | |Chase Nominees | | |Limited | | |1,397,284 | | | | | |Vidacos Nominees | | |Limited 6,031,179 | | | | +---------------------------+--------------------------------------------------+ |City and country of | | |registered office (if | | |applicable) | | +---------------------------+--------------------------------------------------+ |5. Date on which the | | |threshold was crossed or |04/10/2017 | |reached(vi): | | +---------------------------+--------------------------------------------------+ |6. Date on which issuer |05/10/2017 | |notified (DD/MM/YYYY): | | +---------------------------+--------------------------------------------------+ |7. Total positions of person(s) subject to the notification obligation | +---------------+----------+-------------+-------+-----------------------------+ | | % of | % of voting | | | | | voting | rights | Total | | | | rights | through |of both| | | | attached | financial | in % |Total number of voting rights| | |to shares | instruments |(8.A + |of issuer(vii) | | |(total of | (total of | 8.B) | | | | 8. A) | 8.B 1 + | | | | | | 8.B 2) | | | +---------------+----------+-------------+-------+-----------------------------+ |Resulting | | | | | |situation on | | | | | |the date on |8.58% | |8.58% |290,180,763 | |which threshold| | | | | |was crossed or | | | | | |reached | | | | | +---------------+----------+-------------+-------+-----------------------------+ |Position of | | | | | |previous | | | | | |notification |7.38% | |7.38% | | |(if | | | | | |applicable) | | | | | +---------------+----------+-------------+-------+-----------------------------+
+------------------------------------------------------------------------------+ | | |8. Notified details of the resulting situation on the date on which the | |threshold was crossed or reached(viii) | +------------------------------------------------------------------------------+ |A: Voting rights attached to shares | +--------------+------------------------------+--------------------------------+ |Class/type of |Number of voting rights(ix) |% of voting rights | |shares +---------------+ +-----------------+--------------+ |ISIN code (if | Direct | Indirect | Direct | Indirect | |possible) | (Art 9 of | (Art 10 of | (Art 9 of | (Art 10 of | | | Directive | Directive | Directive | Directive | | | 2004/109/EC) |2004/109/EC) | 2004/109/EC) |2004/109/EC) | | | (DTR5.1) | (DTR5.2.1) | (DTR5.1) | (DTR5.2.1) | +--------------+---------------+--------------+-----------------+--------------+ |Ordinary | | | | | |Shares | | | | | | |17,469,653 |7,428,463 |6.02% |2.56% | | | | | | | |GB00BYT1DJ19 | | | | | +--------------+---------------+--------------+-----------------+--------------+ | | | | | | +--------------+---------------+--------------+-----------------+--------------+ | | | | | | +--------------+---------------+--------------+-----------------+--------------+ |SUBTOTAL 8. A | 24,898,116 | 8.58% | +--------------+------------------------------+--------------------------------+
+------------------------------------------------------------------------------+ |B 1: Financial Instruments according to Art. 13(1)(a) of Directive | |2004/109/EC (DTR5.3.1.1 (a)) | +--------------+----------+-------------+-----------------------+--------------+ |Type of | |Exercise/ |Number of voting rights| | |financial |Expiration|Conversion |that may be acquired if|% of voting | |instrument |date(x) |Period(xi) |the instrument is |rights | | | | |exercised/converted. | | +--------------+----------+-------------+-----------------------+--------------+ | | | | | | +--------------+----------+-------------+-----------------------+--------------+ | | | | | | +--------------+----------+-------------+-----------------------+--------------+ | | | | | | +--------------+----------+-------------+-----------------------+--------------+ |SUBTOTAL 8. B| | | |1 | | | +-------------+-----------------------+--------------+
+------------------------------------------------------------------------------+ |B 2: Financial Instruments with similar economic effect according to Art. | |13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | +------------+------------+------------+----------------+-------+--------------+ |Type of | |Exercise/ | |Number | | |financial |Expiration |Conversion |Physical or cash|of |% of voting | |instrument |date(x) |Period (xi) |settlement(xii) |voting |rights | | | | | |rights | | +------------+------------+------------+----------------+-------+--------------+ | | | | | | | +------------+------------+------------+----------------+-------+--------------+ | | | | | | | +------------+------------+------------+----------------+-------+--------------+ |SUBTOTAL 8.B.2 | | | +----------------+-------+--------------+
+------------------------------------------------------------------------------+ |9. Information in relation to the person subject to the notification | |obligation (please mark the | |applicable box with an 'X') | +-------------------------------------------------------------+----------------+ |Person subject to the notification obligation is not | | |controlled by any natural person or legal entity and does not| | |control any other undertaking(s) holding directly or | | |indirectly an interest in the (underlying) issuer(xiii) | | +-------------------------------------------------------------+----------------+ |Full chain of controlled undertakings through which the | | |voting rights and/or the | | |financial instruments are effectively held starting with the | X | |ultimate controlling natural person or legal entity(xiv | | |)(please add additional rows as necessary) | | +---------------------+------------------+-------------------++----------------+ | |% of voting rights|% of voting rights |Total of both if | | |if it equals or is| through financial | it equals or is | | Name(xv) | higher than the | instruments if it | higher than the | | | notifiable |equals or is higher| notifiable | | | threshold |than the notifiable| threshold | | | | threshold | | +---------------------+------------------+-------------------+-----------------+ |Aviva plc |8.58% | |8.58% | | | | | | +---------------------+------------------+-------------------+-----------------+ |Aviva Group Holdings |8.58% | |8.58% | |Limited | | | | +---------------------+------------------+-------------------+-----------------+ |Aviva Investors |8.58% | |8.58% | |Holdings Limited | | | | +---------------------+------------------+-------------------+-----------------+ |Aviva Investors | | |8.58% | |Global Services |8.58% | | | |Limited | | | | +---------------------+------------------+-------------------+-----------------+ | | | | | +---------------------+------------------+-------------------+-----------------+ |Aviva plc |8.58% | |8.58% | | | | | | +---------------------+------------------+-------------------+-----------------+ |Aviva Group Holdings |8.58% | |8.58% | |Limited | | | | +---------------------+------------------+-------------------+-----------------+ |Friends Provident | | | | |International Limited| | | | +---------------------+------------------+-------------------+-----------------+
+------------------------------------------------------------------------------+ |10. In case of proxy voting, please identify: | +----------------------------------------+-------------------------------------+ |Name of the proxy holder |See Section 4 | +----------------------------------------+-------------------------------------+ |The number and % of voting rights held | | +----------------------------------------+-------------------------------------+ |The date until which the voting rights | | |will be held | | +----------------------------------------+-------------------------------------+
+------------------------------------------------------------------------------+ |11. Additional information(xvi) | +------------------------------------------------------------------------------+ |This notification is prompted by a 5% to 6% Change at Direct Interest Level | |(Box 8A) | +------------------------------------------------------------------------------+
+---------------------+------------------+ | Place of completion | Norwich, England | +---------------------+------------------+ | Date of completion | 05 October 2017 | +---------------------+------------------+
This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients. The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Intermediate Capital Group plc via GlobeNewswire
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