Stockholm, May 30, 2024- The Disciplinary Committee of Nasdaq Stockholm (the "Exchange") has found that Anoto Group AB (the "Company") has breached the rules of Nasdaq Stockholm (the "Rulebook") and therefore ordered the Company to pay a fine of four annual fees, corresponding to an amount of SEK 1,000,000. The Disciplinary Committee concludes that the Company has breached the Rulebook by not providing the Exchange with information that the Exchange had requested for its surveillance of the Company. An issuer's obligation to provide the Exchange with information that the Exchange requires for its assessment and surveillance of the issuer is of special importance for the functioning of the marketplace and confidence in the market. The Disciplinary Committee therefore considers the breach especially serious. The Disciplinary Committee welcomes the fact that the Company has taken action to resolve the problems causing the breach, but this does not absolve the Company. The Disciplinary Committee has decided to impose a fine of four annual fees. The Disciplinary Committee's decision is available at: https://www.nasdaq.com/market-regulation/nordic/stockholm/disciplinary/decisions -sanctions About the Disciplinary Committee The role of Nasdaq Stockholm's Disciplinary Committee is to consider suspicions regarding whether Exchange Members or listed companies have breached the rules and regulations applying on the Exchange. If the Exchange suspects that a member or company has acted in breach of the rules, the matter is referred to the Disciplinary Committee. Nasdaq Stockholm investigates the suspicions and pursues the matter and the Disciplinary Committee issues a ruling regarding possible sanctions. The sanctions possible for listed companies are a warning, a fine or delisting. The sanctions possible for Exchange Members are a warning, a fine or debarment. Fines paid are not included in the Exchange's business but are attributed to a foundation supporting research in the securities market. The Disciplinary Committee's Chairman and Deputy Chairman must be lawyers with experience of serving as judges. At least two of the other members of the Committee must have in-depth insight into the workings of the securities market. Members: Former Supreme Court Justice Marianne Lundius (Chairman), Supreme Court Justice Petter Asp (Deputy Chairman), Supreme Court Justice Johan Danelius, Company Director Anders Oscarsson, Company Director Joakim Strid, Lawyer Wilhelm Lüning, Lawyer Patrik Marcelius, Lawyer Erik Sjöman, MBA Carl Johan Högbom, Authorized Public Accountant Magnus Svensson Henryson, Former Authorized Public Accountant Svante Forsberg, Lawyer Magnus Lindstedt and director Kristina Schauman. About Nasdaq Nasdaq (Nasdaq: NDAQ) is a leading global technology company serving corporate clients, investment managers, banks, brokers, and exchange operators as they navigate and interact with the global capital markets and the broader financial system. We aspire to deliver world-leading platforms that improve the liquidity, transparency, and integrity of the global economy. Our diverse offering of data, analytics, software, exchange capabilities, and client-centric services enables clients to optimize and execute their business vision with confidence. To learn more about the company, technology solutions, and career opportunities, visit us on LinkedIn, on X @Nasdaq, or at www.nasdaq.com. Nasdaq Media Contact Maarit Bystedt +358 (0)9 6166 7274 maarit.bystedt@nasdaq.com
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