Funding Circle Plc: HOL-Holdings in Company

DJ Funding Circle Plc: HOL-Holdings in Company

Funding Circle Plc (FCH) 
Funding Circle Plc: HOL-Holdings in Company 
30-Oct-2024 / 11:52 GMT/BST 
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TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) 
i 
 
1a. Identity of the issuer or the underlying issuer of existing  FUNDING CIRCLE HOLDINGS PLC 
shares to which voting rights are attached ii: 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights                                X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify) iii: 
3. Details of person subject to the notification obligation iv 
Name                                SAMIR DESAI CBE 
City and country of registered office (if applicable)       LONDON, UNITED KINGDOM 
4. Full name of shareholder(s) (if different from 3.) v 
Name 
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reached vi:     29/10/2024 
6. Date on which issuer notified (DD/MM/YYYY):           30/10/2024 
7. Total positions of person(s) subject to the notification obligation 
                            % of voting rights 
                % of voting rights   through financial   Total of both Total number of voting 
                attached to shares   instruments      in % (8.A +  rights held in issuer (8.A 
                (total of 8. A)     (total of 8.B 1 + 8.B 8.B)     + 8.B) vii 
                            2) 
Resulting situation on the date 
on which threshold was crossed 3.12%          0.70%         3.82%     12,730,706 
or reached 
Position of previous 
notification (if        3.69%          0.70%         4.39%     14,730,706 
applicable) 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii 
A: Voting rights attached to shares 
Class/type of      Number of voting rights ix    % of voting rights 
shares 
             Direct      Indirect    Direct                    Indirect 
ISIN code (if possible) 
             (DTR5.1)      (DTR5.2.1)   (DTR5.1)                   (DTR5.2.1) 
GB00BG0TPX62       10,388,206            3.12% 
 
 
SUBTOTAL 8. A      10,388,206 
 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
                  Exercise/     Number of voting rights that may be acquired if 
Type of financial    Expiration Conversion Period the instrument is                % of voting 
instrument        date x   xi                                 rights 
                            exercised/converted. 
SHARE OPTIONS      JUNE 2028 JUNE 2023     2,150,000                    0.64% 
SHARE OPTIONS      MAY 2032  MARCH 2025 TO MAY  192,570                    0.06% 
                  2032 
 
                  SUBTOTAL 8. B 1  2,342,570                    0.70% 
 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) 
                         Physical or 
Type of financial   Expiration  Exercise/   cash                         % of voting 
instrument       date x    Conversion         Number of voting rights         rights 
                  Period xi   Settlement 
                         xii 
 
 
 
                         SUBTOTAL 
                         8.B.2 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X") 
Person subject to the notification obligation is not controlled by any natural person or legal entity and 
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)  x 
issuer xiii 
Full chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held starting with the ultimate controlling natural person or legal 
entity (please add additional rows as necessary) xiv 
       % of voting rights if it equals % of voting rights through financial      Total of both if it 
Name xv    or is higher than the notifiable instruments if it equals or is higher than the equals or is higher than 
       threshold            notifiable threshold              the notifiable threshold 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be 
held 
 
11. Additional information xvi 
 
 
Place of completion LONDON, UNITED KINGDOM 
Date of completion 30/10/2024 

----------------------------------------------------------------------------------------------------------------------- Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.

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ISIN:      GB00BG0TPX62 
Category Code: HOL 
TIDM:      FCH 
LEI Code:    2138003EK6UAINBBUS19 
OAM Categories: 2.3. Major shareholding notifications 
Sequence No.:  356136 
EQS News ID:  2019273 
 
End of Announcement EQS News Service 
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(END) Dow Jones Newswires

October 30, 2024 07:52 ET (11:52 GMT)